Event Materials

Case Study: Foreign Influence on Research: Handling Cross Cutting Issues: June 2020 Meeting

The document presents a case study from a COGR membership meeting focused on managing foreign influence in academic research. Following prior incidents involving undisclosed external funding, Big U. implemented enhanced conflict of interest (COI) disclosure processes, including more explicit questions addressing outside appointments. During a departmental briefing on foreign influence, Prof. Smith realizes an honorary appointment at a foreign university was not previously reported and promptly updates the COI disclosure to include this information, along with details of a longstanding, unfunded research collaboration in China. Upon review, Big U.’s COI Office requests further documentation and translates a signed attachment, only to discover it is a full-time employment contract with significant financial compensation, intellectual property stipulations, and substantial commitment—facts unknown to Prof. Smith, who believed the document was a mere formality.

The situation escalates when the campus newspaper publicizes the investigation, prompting scrutiny from state legislators and raising concerns about the effectiveness of Big U.’s updated disclosure policies. This case underscores the complexities of managing foreign affiliations and the importance of faculty vigilance, clear institutional communication, and robust administrative oversight in safeguarding research integrity and complying with federal requirements. It also highlights reputational risks and the broader institutional impact of individual compliance failures, even amidst strengthened procedural improvements.

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