Matrices & Trackers

Tables A _ B September 2021 Update

The document outlines key provisions from the USICA Bill and the NSF for the Future Act that impose new or additional administrative obligations on institutions, particularly in relation to research security, integrity, ethics, and federal funding compliance. Under USICA, institutions of higher education (IHEs) and affiliated organizations face expanded duties such as monitoring scholarship recipients’ post-award obligations, extending Responsible and Ethical Conduct of Research (RECR) training to a broader group with added security-related content, complying with prohibitions and disclosures regarding participation in certain foreign government talent programs, and meeting new requirements for the disclosure and handling of foreign gifts, contracts, and Confucius Institute agreements. The bill also introduces new federal entities and frameworks for assessing and managing risks associated with sensitive research areas, research involving foreign influence, and intellectual property protection. Certain provisions echo existing requirements from federal agencies (NIH, NSF) and federal guidance (NSPM-33, JCORE), particularly regarding disclosure and reporting, but many requirements represent new areas of compliance that could significantly increase administrative workload for institutions.

The NSF for the Future Act similarly introduces new actions that institutions must undertake. It mandates risk assessments related to foreign influence on research, requires certifications confirming non-participation in foreign government talent programs, obligations for supporting documentation relating to foreign collaborations, and establishes a framework for research security training. Additionally, the Act implements new requirements for submitting research ethics statements, developing machine-readable data management plans for preservation and public access, and ensuring proper management of biological specimens. Collectively, the legislative measures reflect an increased federal focus on research security, ethical conduct, and transparency, aligning federal funding requirements with growing concerns over foreign influence and scientific integrity, but also amplifying the administrative responsibilities of recipient institutions.

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