Research Security Regulations: Practical Considerations for Technology Transfer Professionals

This document provides comprehensive guidance for technology transfer professionals on navigating the complex and evolving landscape of U.S. research security regulations. It outlines key federal requirements concerning disclosure and transparency, export control compliance, the handling and transfer of restricted and sensitive information, patent filings in foreign jurisdictions, and the review of foreign investments under CFIUS. The guidance emphasizes the essential role of Technology Transfer Offices (TTOs) in balancing open academic exchange with national security imperatives by embedding research security considerations and compliance into university commercialization processes, thus protecting institutional interests, research integrity, and eligibility for federal funding.